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Whitepapers

Case Study | Credit Union Compliance: Managing the Juggling Act  -  April 15, 2019

Managing compliance is complicated for any credit union. In this case study, we review how Stanford Federal Credit Union uses ComplySight to comply with the increasingly complicated nature of credit union compliance and the various areas where the application helps them move forward with important projects. Read the case study.

The 2019 Compliance Season: Let's Get Serious  -  February 18, 2019

The 2019 compliance season will follow previous years’ trends in terms of increased scrutiny of policies and practices by state and federal examiners. In many cases, the honeymoon period is over, and what had been a “soft” approach to compliance will take on a sharper edge. In this whitepaper, we discuss what you can expect to see from credit union examiners in 2019 and hot spots and strategies for each NCUA priority. Download the whitepaper.

Compliance Doesn't Have to Stand in the Way of Innovation  -  November 8, 2017

Innovation is hard. But the one thing we do know is that innovation is necessary for growth, and the compliance function has a critical role to play in ensuring its success. In this whitepaper, we will talk about how credit unions are viewing regulatory compliance as a motivator, finding creative ways to enhance their products, and building product committees to enable compliant innovation. Download the whitepaper.

Talent Gap Complicates Credit Union Compliance  -  September 21, 2016

Hiring experienced compliance professionals has become difficult. The financial industry continues to see big changes, particularly in the area of regulatory compliance. And as these financial institutions juggle new rules and regulations, their need for an individual with an expansive skill set in compliance only increases. And if they are unable to locate that person, quickly training current staff can become expensive and time-consuming. Download the whitepaper.

Managing Compliance Like an Expert  -  May 7, 2016

Tremendous growth and profitability are often accompanied by challenges. Such was the case for the $116 million Towpath Credit Union, an Ohio cooperative experiencing unprecedented demand for its loan products. As the lending program grew, so too did the credit union’s need for a proactive and comprehensive regulatory compliance strategy—one that would cover each of the credit union’s product and service lines. Towpath and its compliance partner, PolicyWorks, share the story of the credit union’s journey. Download the whitepaper.

Pull Together for Creative, Compliant Marketing  -  February 10, 2015

You’d be hard-pressed to find a credit union marketer or compliance officer not overwhelmed by the nuances of today’s advertising regulations. With every regulation, product, and channel comes a new set of rules. Complicating matters is the emergence of new marketing methods and technologies rule-makers haven’t even contemplated. What this calls for is an all-hands-on-deck approach to planning and executing marketing campaigns. Download the whitepaper.